--- description: Smart RIA : avantages et inconvénients. Lisez les avis clients, consultez les prix et découvrez les fonctionnalités. image: https://gdm-localsites-assets-gfprod.imgix.net/images/capterra/og_logo-e5a8c001ed0bd1bb922639230fcea71a.png?auto=format%2Cenhance%2Ccompress title: Smart RIA - Avis, notes, prix et abonnements - Capterra Canada 2026 --- Breadcrumb: [Accueil](/) > [Logiciels de gestion des fournisseurs](/directory/10024/vendor-management/software) > [Smart RIA](/software/158544/smart-ria) # Smart RIA Canonical: https://fr.capterra.ca/software/158544/smart-ria Page : 1/2\ Suivant: [Page suivante](https://fr.capterra.ca/software/158544/smart-ria?page=2) > Une plateforme logicielle de gestion de la conformité conçue pour aider les entreprises de services financiers à économiser du temps et de l'argent et à se préparer aux audits. > > Conclusion : 12 utilisateurs lui ont donné la note de **4.6/5**. Figure au meilleur classement pour **Probabilité de recommander le produit**. ----- ## Présentation ### Qui utilise Smart RIA? Elle s'adresse aux sociétés de gestion de patrimoine et aux plateformes de services financiers institutionnels de taille moyenne à grande. Les entreprises qui peinent à suivre les exigences règlementaires complexes et à s'y conformer. ## Statistiques et notes | Métrique | Notation | En détail | | **Note globale** | **4.6/5** | 12 Avis | | Simplicité | 4.8/5 | D'après l'ensemble des avis | | Support client | 4.8/5 | D'après l'ensemble des avis | | Rapport qualité-prix | 4.8/5 | D'après l'ensemble des avis | | Fonctionnalités | 4.4/5 | D'après l'ensemble des avis | | Pourcentage de recommandation | 100% | (10/10 Probabilité de recommander le produit) | ## À propos du vendeur - **Entreprise**: SmartRIA - **Pays**: Knoxville, É.-U. - **Entreprise fondée en**: 2011 ## Contexte commercial - **À partir de**: 50,00 $ US - **Public cible**: Travailleur autonome, 2–10, 11–50, 51–200, 201–500, 501–1 000, 1 001–5 000, 5 001–10 000, 10 000+ - **Déploiement et plateformes**: Cloud, SaaS, web - **Langues**: anglais - **Pays disponibles**: États-Unis ## Fonctionnalités - Gestion de la conformité - Intégration des employés - Portail libre-service ## Intégrations (2 au total) - Plaid - Salesforce Sales Cloud ## Ressources d'aide - Chat/Clavardage ## Category - [Logiciels de gestion des fournisseurs](https://fr.capterra.ca/directory/10024/vendor-management/software) ## Logiciels similaires 1. [Stampli](https://fr.capterra.ca/software/147301/stampli) — 4.8/5 (463 reviews) 2. [SimpleVMS](https://fr.capterra.ca/software/1030772/simplevms) — 4.9/5 (106 reviews) 3. [IT Glue](https://fr.capterra.ca/software/170401/itglue) — 4.6/5 (331 reviews) 4. [NetSuite](https://fr.capterra.ca/software/135757/netsuite) — 4.2/5 (2041 reviews) 5. [Graphite Connect](https://fr.capterra.ca/software/1019890/graphiteconnect) — 4.3/5 (26 reviews) ## Avis ### "Finally All-Inclusive Compliance Software" — 5.0/5 > **Sarah** | *25 septembre 2020* | Services financiers | Taux de recommandation : 10.0/10 > > **Avantages**: SmartRIA is the only product I was able to find on the market that helps you build out a full compliance program in one place. All of the other products are piecemeal and end up costing significantly more. My team and I really appreciate how receptive SmartRIA is to changing and improving as well. > > **Inconvénients**: Depending on your custodian getting your data feeds set up correctly can be frustrating and time consuming. > > I can without a doubt say that SmartRIA is the best vendor we work with. Not just in the compliance software realm. They are always timely with responses and quick to address any issues that pop up. ----- ### "Compliance Task Management System" — 4.0/5 > **Scott** | *20 décembre 2019* | Gestion des investissements | Taux de recommandation : 10.0/10 > > **Avantages**: The software is fully customizable, which is critical for state registered and financial planning focused firms that may need to add or remove tasks according to their specific business model. > > **Inconvénients**: The integrations are limited, specifically with Wealthbox and Redtail (CRM integrations). Firm owners would like to be able to eliminate the need to track and complete tasks in calendar format in both systems, but by only synching client data and not task data via the integration, that functionality does not improve efficiency from a task management standpoint. Also, the lack of a strong document storage solution that includes the secure transfer of documents to and from clients encourages firms to store documents via other systems (Drop Box, Sharefile, etc.). > > It's been a long road. The software has made great advancements in the first couple of years, and the support team has been great. As long as improvements continue to be made, we're moving in the right direction. ----- ### "SEC Audit" — 4.0/5 > **Michael** | *17 janvier 2020* | Services financiers | Taux de recommandation : 8.0/10 > > **Avantages**: We went through an SEC Audit and the access controls and vendor due diligence saved us so much time in reporting for the SEC. Huge help in a stressful time. > > **Inconvénients**: More communication around acquisition would have been nice ----- ### "Great Solution for Our RIA" — 5.0/5 > **Tyler** | *1 octobre 2020* | Services financiers | Taux de recommandation : 10.0/10 > > **Avantages**: The most impactful functionality of this software includes a customizable compliance calendar where alerts can be managed for all employees/advisors and custom forms that can be created to capture critical information including the ability to upload/attach supporting files. Smart-RIA is our one-stop-shop for all things compliance. > > **Inconvénients**: Occasionally process steps are added or modified between patch releases, but the changes are typically intuitive in nature so as not to impede your work. As of late, the development team has been issuing helpful, proactive communications about new functionality and interface changes when migrating to newer releases. > > Our firm was one of the very first to integrate the use of Smart-RIA into our daily operations, so we have seen the progress of this platform from the beginning. The development team has always provided an excellent customer experience including the attempt to incorporate new features, and they have really taken much stronger approach to development when they decided to stay purely in their lane - compliance. ----- ### "Functional platform making switch enhancements." — 4.0/5 > **Hannah** | *20 décembre 2019* | Services financiers | Taux de recommandation : 9.0/10 > > **Avantages**: The SmartRIA team listens to feedback from users and swiftly implements changes. Examples: email notifications, form template editing ease (DRAG AND DROP FEATURE). The Reports tab is useful for the Compliance team as far as ensuring everyone is completing forms in a timely manner and the ability to pull various types of forms over a certain timeframe. > > **Inconvénients**: I wish the weekly email with upcoming activities also would show users their past due activities\! This seems like an easy item to add that would prevent some of our chasing down of supervised persons\! > > We love working with Amy, she understands the system well, is thorough and is really good at helping familiarize users with the platform. We have had excellent service from SmartRIA and while it is still newer to us, we feel like this will be a good platform to run compliance out of for years to come. ----- Page : 1/2\ Suivant: [Page suivante](https://fr.capterra.ca/software/158544/smart-ria?page=2) ## Liens - [Afficher sur Capterra](https://fr.capterra.ca/software/158544/smart-ria) ## Cette page est disponible dans les langues suivantes. | Langue | URL | | en | | | en-AE | | | en-AU | | | en-CA | | | en-GB | | | en-IE | | | en-IL | | | en-IN | | | en-NZ | | | en-SG | | | en-ZA | | | es | | | es-AR | | | es-CL | | | es-CO | | | es-CR | | | es-DO | | | es-EC | | | es-MX | | | es-PA | | | es-PE | | | fr | | | fr-BE | | | fr-CA | | | fr-LU | | | pt | | | pt-PT | | ----- ## Données structurées